Series 79: Note On Electronic Delivery Of Prospectuses

Note on Electronic Delivery of Prospectuses

According to the SEC, effective electronic access to prospectuses and other electronic communications requires adequate notice, access, and evidence of delivery. The provision of a URL or hyperlink in a communication provides notice that the electronic document is available. The access requirement is more complex, however. Customers should be able to either print the prospectus out or save it to their computer hard drives