Series 79: Use Of Non-Final Prospectuses After The Effective Date (Rules 430A And 430B)

Taken from our Series 79 Top-off Online Guide

Use of Non-Final Prospectuses After the Effective Date (Rules 430A and 430B)

After a registration statement becomes effective, the Securities Act contemplates that an issuer will use a final prospectus. However, the SEC permits the use of non-final prospectuses for statutory compliance purposes under certain circumstances.

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