Series 79: Content And Filing Requirements Of A Prospectus

Taken from our Series 79 Top-off Online Guide

Content and Filing Requirements of a Prospectus

Section 10(a) of the Securities Act requires a prospectus to contain the information contained in the registration statement, less five of the 32 categories specified in Schedule A. (We summarized those categories in our discussion of Section 7.) In practice, Part I of the appropriate form of the registration statement—Form S-1, for example—is the prospectus, and the instructions for the

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