Series 79: Use Of A Free Writing Prospectus

Taken from our Series 79 Top-off Online Guide

Use of a Free Writing Prospectus

Rule 164 provides that any free writing prospectus (as defined in Rule 405) that meets the conditions set forth in Rule 433 qualifies as a valid prospectus for use in an offering after a registration statement has been filed. The FWP may be used by the issuer

Since you're reading about Series 79: Use Of A Free Writing Prospectus, you might also be interested in:

Solomon Exam Prep Study Materials for the Series 79
Please Enable Javascript
to view this content!