Series 79: Use Of A Free Writing Prospectus

Taken from our Series 79 Top-off Online Guide

Use of a Free Writing Prospectus

Rule 164 provides that any free writing prospectus (as defined in Rule 405) that meets the conditions set forth in Rule 433 qualifies as a valid prospectus for use in an offering after a registration statement has been filed. The FWP may be used by the issuer

+ Read More

More Series 79 Info

What are people saying?

Create an Account

Since you're reading about Series 79: Use Of A Free Writing Prospectus, you might also be interested in:

Series 14 - 7.2.4.5.5. License and Jurisdictional Retention

Series 66 - 2.1.1.4. Right to a Residual Claim During Liquidation

Series 26 - Aggregate Indebtedness

Series 63 - Acting as Both Principal and an Investment Adviser

Series 24 - S-4 Registration: SEC Rule 145

Series 7 - 5.2.4.1. Contract Size

Series 63 - Chapter 5 Practice Question Answers

Series 3 - Exercise

Series 26 - Reviewing Account Activity and Disclosures

Please Enable Javascript
to view this content!

Site Login

TESTIMONIALS

What are people saying?

I studied for the Series 7, 79, and 82 with Solomon Exam Prep, and I never scored lower than a 90% on the actual exam! The Study Guides are easy to understand, and the Online Exam Simulator really prepares you. I just purchased the Series 24 Essential Package today!

Michael McGregor, Focus Bankers, Charlotte, NC

I was well prepared from using Solomon. Such much so that I finished early enough to review the questions and my answers, and determine my estimated score. Thanks! Great platform. Highly recommend using Solomon.

Max Thomas. Fort Lauderdale, FL

Solomon's Series 79 materials are clear and concise. They were recommended to me over other prep material companies. Above all, the full exam simulator was essential in gaining familiarity, comfort and speed on exam day. I felt prepared and passed the exam the first time around.

Carlos Medina, New Century Capital Partners, Inc., Charlotte,NC

Just passed my Series 7 using Solomon Exam Prep! Have used Solomon for my Series 79 as well. Both study programs are excellent and felt well prepared sitting for my exams. Would recommend to others in the industry.

Natasha Trilli, Ocean Park. Houston, TX

Within a few months, I passed the SIE, Series 7, 63, 65, & 79 exams all on the first try using Solomon Exam Prep. This material will prepare you for the actual exam. I will say in many instances the practice exams are more difficult than the actual exam. Solomon and the various tracking metrics will more than help you prepare for the rigors of exam day. I highly recommend the practice exams and ability to dive back in to review weak areas. I will continue to use their products and services in the future.

Andrew Ezzat, Bank of America. Tampa, FL.

I took the test yesterday and passed! I think I started your program on Monday. I have 15 years of banking experience but needed to retake exams as they lapsed between out of industry jobs. Despite the experience, all of the specifics around the number days you have pre and post certain events for a filing etc. needed to be refreshed.

The unlimited question data bank was exactly what I was looking for and the searchable online guide was a bonus. As I was preparing, the online module allowed me to both understand why a particular answer was incorrect and then quickly cross reference the course material to ensure I understood other nuances as well around the subject matter.

I have made a recommendation to our compliance team to use Solomon and will to others as well.

Neil Kahrim Hernshed Partners New York, NY