Series 79: The Prospectus

Taken from our Series 79 Top-off Online Guide

The Prospectus

The prospectus is intended to provide disclosure to potential investors. At the same time, it is a sales document; it is (or should be) intended to be persuasive while still providing accurate, material, complete information about the offering. As the central selling document in a securities offering, the prospectus is subject to a host of regulatory requirements.

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I felt well prepared. Exam experience went well. The exam prep content was spot on! I had studied previously under a different exam prep course and felt the content was not doing the trick. I was not prepared and needed to rethink my study approach. Luckily after taking the Solomon course I felt completely different and very prepared! The dashboard, lectures and specific detail to the areas where I needed improvement helped me pass the test! I felt so confident thanks to the preparation process and content Solomon provided. Thank you!! It was a great experience preparing with Solomon!

Brady Johnson, Herbert J. Sims & Co., Inc., Fairfield, CT

Had a challenge the first time with another provider and switched to Solomon. I found Solomon materials to be more comprehensive and the videos were a big help for the way I learn. Thanks to everyone at Solomon for going the extra mile.

Ray Catone, Fort Lauderdale, FL

I took the test yesterday and passed! I think I started your program on Monday. I have 15 years of banking experience but needed to retake exams as they lapsed between out of industry jobs. Despite the experience, all of the specifics around the number days you have pre and post certain events for a filing etc. needed to be refreshed.

The unlimited question data bank was exactly what I was looking for and the searchable online guide was a bonus. As I was preparing, the online module allowed me to both understand why a particular answer was incorrect and then quickly cross reference the course material to ensure I understood other nuances as well around the subject matter.

I have made a recommendation to our compliance team to use Solomon and will to others as well.

Neil Kahrim Hernshed Partners New York, NY

Solomon's Series 79 materials are clear and concise. They were recommended to me over other prep material companies. Above all, the full exam simulator was essential in gaining familiarity, comfort and speed on exam day. I felt prepared and passed the exam the first time around.

Carlos Medina, New Century Capital Partners, Inc., Charlotte,NC

Passed the Series 79, was really difficult but the materials prepared me well. Was passing the practice exams with mid 80's to high 90's the last two days. Highly recommend using Solomon.

Natasha Trilli, Ocean Park. Houston, TX

The 79 test was brutal. I went in feeling really confident. I was scoring 80% on portions of your exam simulator tests, and reread all of the materials and your study guide 3 times before I went in. I had also printed all of the questions I had missed in practice, and reviewed those in the parking lot before I went in. However, I had no idea what the answer was on the first 10 questions on the exam, and that really got me stressed! Just as I moved on to a few questions that were more familiar, construction activity began immediately outside the wall I was sitting at, and continued for 2 hours. The headsets I was wearing seemed to amplify whatever harmonics were coming off of the machinery, so when I pulled them off, it actually worked better. Also the monitor was poor resolution and old, which made it more difficult to focus. 2.5 hours in I had a splitting headache, and was certain I would not complete the exam and/or would get less than ½ right. The construction finally let up, and I blazed through the rest of the exam and had 45 minutes to go back through my marked answers. At least half were marked, and I got through about 2/3's of those before time ran out. The 2 minutes it took to compute my score seemed like an eternity. I was figuring I did reasonably well on Collection/Analysis and M&A since I do that for a living and was very comfortable with the subject matter, and completely bombed the underwriting and regs. My score (miraculously) was an 80%. Your exam simulator and study notes for the Series 79 were great. They gave me the spot-on practice I needed to prepare for the exam. Even more impressive was your team's extraordinary support and responsiveness as I prepared for this difficult exam. In the final days ahead of the test, you immediately addressed questions and concerns, and gave me the confidence and focus I needed to pass the exam on the first try.

Bob Forbes, Denver, CO