Series 79: Conflicts Of Interest

Taken from our Series 79 Top-off Online Guide

Conflicts of Interest

A registered public accounting firm may not perform any audit services for an issuer if the CEO, CFO, controller, chief accounting officer, or anyone in an equivalent position was employed by the accounting firm and participated in the audit of that issuer during the previous one-year period.

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Solomon Exam Prep Study Materials for the Series 79
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