Series 79: Narrative Disclosure (Regulation S-K)

Taken from our Series 79 Top-off Online Guide

Narrative Disclosure (Regulation S-K)

Regulation S-K is essentially an instructional manual for completing the specific narrative disclosure items that must be included in various forms filed with the SEC, including the registration statement for a public offering. The directions for a form of registration statement refer to item numbers found in Regulation S-K. Under each item number, Regulation S-K gives the specific instructions

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