Series 79: Regulatory Requirements For Securities Offerings

Taken from our Series 79 Top-off Online Guide

Regulatory Requirements for Securities Offerings

The Series 79 exam requires a general understanding of the contours of the regulatory landscape for public offerings. The key elements tested center on registration and disclosure requirements, the contents and permitted use of a prospectus, liability for false and misleading statements and omissions, and ongoing reporting requirements.

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Solomon Exam Prep Study Materials for the Series 79
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