Series 79: Legal Due Diligence

Taken from our Series 79 Top-off Online Guide

Legal Due Diligence

Legal due diligence, predictably, is usually conducted by attorneys. The focus is on the company’s legal records; the attorneys ensure that management has observed corporate formalities, that the company has complied with all applicable laws and regulations, and that key contracts are in order. They also assess any actual or pending litigation and attempt to identify any potential liability concerns.

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Solomon Exam Prep Study Materials for the Series 79
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