Series 79: Alternative: Schedule 13G

Alternative: Schedule 13G

Certain institutional investors, such as investment companies, banks, insurance companies, broker-dealers, and investment advisors, are eligible to use the shorter Schedule 13G instead of Schedule 13D, provided both of the following are true:

• • The purchase is made in the normal course of the buyer’s business
• • The intent or effect of the purchase is not to change the control of the company that issued the security

Schedule 13G does not require disclosure of, among other things, the purpose of the transaction or the source of funds. The purchaser d