Series 52: Exercise

Taken from our Series 52 Top Off Online Guide

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Exercise

Answer true or false

1. True or false. A bond resolution is typically used for GO bonds, but not typically used for revenue bonds.
2. True or false. The SEC prohibits broker-dealers from buying or selling any municipal security for which they did not receive an official statement and a pledge of continuing disclosure.
3. True or false. The issuer would rather receive a qualified letter from the bo

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