Series 52: 3.2.3.1. Request For Proposals

Taken from our Series 52 Top Off Online Guide

3.2.3.1. Request for Proposals

For a negotiated sale, an issuer will deliver a Request for Proposals to one or more selected underwriters. The Request for Proposals (RFP) will specify the services required and the selection criteria by which the issuer will evaluate the submitted responses.

Required services may include:

• Helping to develop a marketing plan
• Helping to prepare the preliminary officia

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