Series 52: Exercise

Taken from our Series 52 Top Off Online Guide

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Exercise

Answer the following questions

1. What does it mean to say that the financial advisor is a fiduciary to the municipality?
2. What is the name of the disclosure document that the financial advisor helps to prepare?
3. Whose role is it to determine whether a prospective municipal bond issue qualifies for tax-exempt status?
4. What is the name of the document that contains information about a bond and must be approved by voters?

Answers

1. The financ

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