Series 52: Exercise

Taken from our Series 52 Top Off Online Guide

We have an Audiobook for this text!

Exercise

Answer the following questions

1. What does it mean to say that the financial advisor is a fiduciary to the municipality?
2. What is the name of the disclosure document that the financial advisor helps to prepare?
3. Whose role is it to determine whether a prospective municipal bond issue qualifies for tax-exempt status?
4. What is the name of the document that contains information about a bond and must be approved by voters?

Answers

1. The financ

+ Read More

More Series 52 Info

What are people saying?

Create an Account

Since you're reading about Series 52: Exercise, you might also be interested in:

Series 65 - Incorporation by Reference

Series 26 - Communications Filing and Recordkeeping

Series 63 - Suggested Notecards

Series 66 - Exemptions from Registration

Series 6 - 1.2.1.4.2. Liabilities for False Communications

Series 7 - 15.4. Combined Positions in Margin Accounts

Series 52 - 7.3.2. Inflation, Interest Rates, and Availability of Credit

Series 6 - 8.2.1. Order Tickets

Series 65 - 10.6.2.5. Electronic Communications and Social Media

Series 65 - 1.1.1.2 Important Coincident Indicators

Series 24 - 2.8.5. Broker-Dealer Reporting Rule

Series 79 - Reinvestment Risk

Series 65 - 3.7.4. Features of Annuities

Series 24 - General Principal (Series 24)

Please Enable Javascript
to view this content!

Site Login

TESTIMONIALS

What are people saying?

I had previously used a competitors material while preparing for the Series 52 exam. Using that material I failed the exam twice and both times I felt unprepared even after studying a ton. I switched to Solomon after reading reviews that seemed to be similar to my scenario. I finally passed!! Solomon's material did a great job of simplifying really complex material. The practice exams were very similar to the real exam. While taking the exam for the third time after studying with Solomon I felt confident the entire exam because I knew the information and had seen questions formatted similar while taking practice exams. Thanks Solomon!!!

Sara Brady McGinn FIRM: Raymond James Memphis, TN

I actually initially failed the Series 52 and was left frustrated with the previous exam prep course that I previously took. I took a look at many of your testimonials and thought I would take a chance on Solomon. I was not disappointed. I passed the Series 52 on the second go, and the test was a breeze due to the preparation of your Series 52 exam prep. I couldn't be happier with Solomon. Onward and upward!

Akio Ohtake-Gordon, Piper Sandler & Co. Lakewood, CO.

No other test prep service has questions so similar to the actual exam! Pairing practice questions in the exam simulator with the explanations in the book was definitely helpful in passing the Series 52!

Abhishek Gosavi, MassMutual, Springfield, MA

I used Solomon for the Series 52 after failing twice with Kaplan and STC. Solomon was immensely more helpful, simpler to understand, and more accurate than both companies combined. The practice questions were very similar to the ones I saw on the exam and the Ask the Professor feature was quick and helpful. I will be using Solomon for the Series 7 in a few months, and I recommend everyone who need to take a FINRA exam to use Solomon before anything else.

Christopher P, Academy Securities. New York, NY.

Passed the 52 and 53 within two months thanks to the clarity of Solomon's materials. Great product!

Jonathan Bowman, Raymond James. Ennice, NC

Questions from the exam simulator were pretty similar to the actual series 52 exam, and I felt prepared with the study guide. I will be purchasing the series 53 study materials from Solomon in the near future.

Del Martin, Packerland Brokerage Services. Green Bay, WI