Series 82: Code Of Procedure

Taken from our Series 82 Top-off Online Guide

Code of Procedure

FINRA may issue a complaint against any member firm or associated person who is suspected of violating any rule, law, or regulation under FINRA’s jurisdiction. Complaints must be delivered in writing to the accused person and the Office of Hearing Officers. The Office of Hearing Officers will promptly assign a Hearing Offi

+ Read More

More Series 82 Info

What are people saying?

Create an Account

Since you're reading about Series 82: Code Of Procedure, you might also be interested in:

Series 7 - 3.6.38 Rule G-39—Telemarketing Rules

Series 52 - 8.4.2.1.2. Advertisements

Series 24 - Registration Requirements

Series 3 - Exercise

Series 66 - Beta

Series 6 - 3.5. Rollovers vs. Transfers

Please Enable Javascript
to view this content!

Site Login

TESTIMONIALS

What are people saying?

I successfully passed on the first attempt my Series 82 exam today after using the Solomon Exam Prep course. It is an excellent online study tool. The entire suite of exam prep offerings were very helpful as I could study at my own pace and customize my learning. I used the flashcards, quick and longer exams simulations and found the "Fast Facts" extremely useful as a final prep summary. I would highly recommend Solomon Exam Prep to anyone either just entering the securities industry or adding new licenses during their career.

Michael Ryan, Growth Capital Services. San Francisco, CA

Your team did it again. I passed my 63 today, less than two weeks after the 82!!! Your study system is perfect, and your practice questions do an amazing job preparing for the exam. If you're not an investment advisor, feel free to use this testimonial on your website!!!!

Jonathan Livi, Uber Capital Group, Great Neck, NY

The Solomon Exam Prep materials for the Series 82 were great. I felt very well prepared for the exam. I only studied for one full week (probably about 40 hours) and completed the exam in 30 minutes and passed! Thrilled with the results.

Jessica Kates, Carnegie Growth Partners LLC. Philadelphia, PA

Your content was phenomenal. I could not have done it [pass the Series 82] without you. Thank you!

Jonathan Livi, Uber Capital Group, Great Neck, NY

Dear Solomon Exam Prep, Thank you for your great exam prep materials for the Series 82 Top-Off Exam...I recently took it and passed.

Mordechai Slovin, Palladium Capital Advisors, Israel

I studied for the Series 7, 79, and 82 with Solomon Exam Prep, and I never scored lower than a 90% on the actual exam! The Study Guides are easy to understand, and the Online Exam Simulator really prepares you. I just purchased the Series 24 Essential Package today!

Michael McGregor, Focus Bankers, Charlotte, NC