Series 82: Lifetime And Six-, Five-, Four-, And Three-Year Records

Taken from our Series 82 Top-off Online Guide

Lifetime and Six-, Five-, Four-, and Three-Year Records

Section 17a of the Securities Exchange Act outlines rules for what records to keep and for how long. The general tier of recordkeeping is three years, six years, and lifetime. Additionally, the firm must keep most records easily accessible for the first two years.

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I took the Series 82 just four weeks after passing the SIE. I followed the study plan, took tons of the great practice tests, got great advice from Karen, and everything worked out well. It was literally the perfect test prep experience. The materials themselves were not overly long as with other groups, it was the exactly right amount, and the Exam Simulator is just awesome, best one of its kind I've ever used. 100% rating. Thank you, Solomon!

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