Series 6: 8.3. Instructions From Customers

Taken from our Series 6 Top-off Online Guide

8.3. Instructions from Customers

A registered representative must obtain various instructions from customers when opening accounts and taking orders. These include instructions about settlement, delivery, and payment, as well as what to do with interest and dividend payments.

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Since you're reading about Series 6: 8.3. Instructions From Customers, you might also be interested in:

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