Series 6: 4.1. Equity Securities

Taken from our Series 6 Top-off Online Guide

4.1. Equity Securities

Equity securities include common stock, preferred stock, warrants, rights, American Depository Receipts (ADRs), options, and real estate investment trusts (REITs). Once issued in the primary market, equity securities may also be traded by their owners in the secondary market. “Primary” just refers to the initial ownership, the first investors in the stock, and “seconda

+ Read More

More Series 6 Info

What are people saying?

Create an Account

Since you're reading about Series 6: 4.1. Equity Securities, you might also be interested in:

Series 24 - Investment Adviser Accounts

SIE - Retiring Representatives

Series 7 - 3.2.5.1 Local Government Investment Pools

Series 66 - 6.1.1. Auction Market

Series 65 - 1.2.1.2.3 Altering Reserve Requirements

Series 7 - 16.1. Qualified Employer-Sponsored Plans

Series 79 - Registration Statements

Series 24 - 2.7.10.2. Permissible Use of Customers’ Securities

Series 22 - 2.4.3. Factors That Increase or Decrease Tax Basis

Series 24 - 5.2.2.1. Listing Termination

Series 54 - 3.3. Municipal Advisor Records

Please Enable Javascript
to view this content!

Site Login

TESTIMONIALS

What are people saying?

Well, I am back! Solomon did it again. I passed the Series 6. All of Solomons materials throughly prepared me for the passing of the SIE and the Series 6. Whose materials will I use for the Series 63? I am glad you asked. I must say it will be Solomon Exam Prep. Thanks again, Solomon your study materials are the best!

Leanene Carriere. Houston, TX

Thanks so much for your great product. I recently used for the Series 6 and took a month to study and passed. I previously used another provider and didn't pass.

K Francis, Allstate, Sugar Land,TX

Wanted to thank Solomon Exam Prep for helping me Pass my Series 6 TO test yesterday Monday Feb 3rd, 2020. After failing with a competing exam prep I decided to use Solomon's materials and I feel it gave me the edge to pass - YES! Materials are straight forward and concise, I loved using the Exam Simulator on my Android phone and my tablet with ease and simplicity taking as many test questions I wanted, very user friendly. Customer Service is GREAT, Solomon helped extend my Study Guide materials which help me alot too. Thank You and I definitely recommend Solomon.

Anthony Moreno, Primerica

Solomon Exam Prep did it again! I passed the Series 63! Now, I'm 3 for 3 - SIE, S6 & S63 - all first try- thanks to the amazing study material! The practice exams are phenomenal!

Candace Chavez, Cetera Investment Services. Wimberley, TX.

I have now used Solomon for the SIE, series 6, and 63. I am ordering my 7 materials now. The structure and resources are right on target. The practice exams are more difficult than the exam which makes taking the exam much easier. I give all of the credit to Solomon for my 100% pass rate so far. I recommend Solomon to all of my coworkers.

Alex Coyne, Northwestern Mutual. Pensacola, FL

THANK YOU SOLOMON! I passed the SIE in December and Series 6 in February. I do not have a background in finance. The study materials prepared me wonderfully for the exams. I used the study schedule - took a ton of practice exams and re-read the material. Also, the testimonials were very encouraging, so I had to share that I had the same amazing experience. Thank you so much!

Candace Chavez, Cetera Investment Services. Wimberley, TX