Series 6: 4.1. Equity Securities

Taken from our Series 6 Top-off Online Guide

4.1. Equity Securities

Equity securities include common stock, preferred stock, warrants, rights, American Depository Receipts (ADRs), options, and real estate investment trusts (REITs). Once issued in the primary market, equity securities may also be traded by their owners in the secondary market. “Primary” just refers to the initial ownership, the first investors in the stock, and “seconda

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