Series 6: 1.2.1.5.1. Intrastate Exemptions: Rule 147

Taken from our Series 6 Top-off Online Guide

1.2.1.5.1. Intrastate Exemptions: Rule 147

For businesses that conduct almost all their business within one state, the Rule 147 intrastate exemption relieves them of registering with the SEC. To meet the requirements of this exemption, the business must have its principal place of doing business in the state and must satisfy at least one of the following requirements:

• 80% of revenues must come from with

+ Read More

More Series 6 Info

What are people saying?

Create an Account

Since you're reading about Series 6: 1.2.1.5.1. Intrastate Exemptions: Rule 147, you might also be interested in:

Series 66 - 9.2.2 Commissions, Markups, and Markdowns

Series 24 - 2.3.3. Networking Arrangement Guidelines

Series 3 - 6.1.5. Livestock Fundamentals: Hogs and Beef

Series 82 - 2.1.1. Opening an Account

Series 66 - Unit Investment Trusts

Series 82 - 1.1.2.1.8. Filing a Private Placement with FINRA

Please Enable Javascript
to view this content!

Site Login

TESTIMONIALS

What are people saying?

I utilized the Solomon SIE and Series 6 Top-Off study guide package. I passed on the first time by following the exact recommendations. While the test is different than the study exam questions it covers the content in a detailed way preparing you to successfully pass the exam. Great product and customer service!

Michael Gehrich, Allstate Insurance, Ft Myers, FL

I have used Solomon exam prep for the 6/63 and was able to pass on the first try. Now I’m taking the 65 and hope to do the same. I’ve used other recommended exam prep courses and came back to Solomon for the 65 because of ease of use. I would recommend Solomon to anyone that is in need of a securities exam. All the content is laid out in an easy to follow way.

Antonio Mendoza, State Farm. Santa Maria , CA.

I was struggling with my Series 6. I was referred to Steve Kaplan by a colleague. Steve told me to throw away my other study materials from the other school and use the Solomon Products. I found the information to be easier to understand. Along with Steve's test taking tips, I passed my Series 6 with no problem

Ruby Crenshaw, The Crenshaw Agency. Atlanta, GA

THANK YOU SOLOMON! I passed the SIE in December and Series 6 in February. I do not have a background in finance. The study materials prepared me wonderfully for the exams. I used the study schedule - took a ton of practice exams and re-read the material. Also, the testimonials were very encouraging, so I had to share that I had the same amazing experience. Thank you so much!

Candace Chavez, Cetera Investment Services. Wimberley, TX

So thankful for Solomon, passed my s6 ! After failing twice on other testing website . Using Solomon help me master the testing questions

Seara Izakson, Primerica, Orlando, FL

After multiple failed attempts at the Series 6, I felt somewhat defeated. I reached out to Solomon for guidance and I was more than impressed with the response I received. The study material was outstanding and the program structure is truly designed to help you pass! Jeremy Solomon was truly my biggest fan and I can't thank him enough for his help! Solomon is by far the best company out there for test preparation; don't waste any more money on the others this is all you will need to pass!

Tory Hamlin, Agency Owner, Jacksonville, FL