Series 99: 3.1.2.1 Offers At Stated Prices

Taken from our Series 99 Top-off Online Guide

3.1.2.1  Offers at Stated Prices

When entering quotes in the over-the-counter market, market makers must make firm quotes, promising to buy or sell a minimum unit of the security (usually 100 shares) at a price at least as favorable as the quoted price. When a market maker displays a quot

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