Series 99: 3.1.1 Publication Of Transactions And Quotations

Taken from our Series 99 Top-off Online Guide

3.1.1  Publication of Transactions and Quotations

Members may not publish or circulate a communication of any kind that reports a transaction as a purchase or sale of any security unless they believe that the purchase is a bona fide transaction. Nor may they publish or circulate any communication that quotes the bid or ask price for any securi

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