Series 99: 2.3.4 General Ledger Account And Suspense Account Responsibilities

Taken from our Series 99 Top-off Online Guide

2.3.4 General Ledger Account and Suspense Account Responsibilities

Member firms must designate an associated person to be responsible for each of its general ledger bookkeeping accounts. This person must control and oversee entries into the account and determine that each is current and accurate. His name must be kept in a record for a period of no

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