Series 99: 1.2.3.5.1.2 Maintenance Of A Check Blotter

Taken from our Series 99 Top-off Online Guide

1.2.3.5.1.2 Maintenance of a Check Blotter

A blotter is a book of original accounting entry that records the transactions of the brokerage firm and its customers. Checks that a brokerage firm issues or receives must be recorded on a check blotter; separate blotters are maintained for checks received and checks sent. A check blott

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For the Series 99 I bought and studied the STC and the Kaplan study manuals and test banks but I pattern matching questions versus fundamentally understanding the content. I stumbled upon the Solomon test bank during a Google search and I am glad that I did. The Solomon test bank went into a lot more detail in the answers which allowed me to better understand the actual content versus just pattern recognition in the questions. Some have said that the Solomon test bank is harder than the test which I think may be true but learning the content at this level of detail is how I was able to feel confident walking in and walking out with a pass on the first attempt.

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