Series 99: 1.2.2.10.3.4 Rollover Or Transfer

Taken from our Series 99 Top-off Online Guide

1.2.2.10.3.4 Rollover or Transfer

Sometimes qualified retirement plan participants may want to roll over or transfer the assets in their current plans to other qualified plans or to IRAs. Rollovers and transfers differ both procedurally and in their tax consequences.

A rollover is when the participant takes the retirement distribution (the funds) into her own personal possession and then looks for a new way to invest the funds. This usually occurs when an employee leaves one job and takes the earned pension or accumulated account in one lump sum at departure. The IRS gives account holders 60 days to complete the rollover. For company-managed qualified plans, the company must withhol

+ Read More

More Series 99 Info

What are people saying?

Create an Account

Since you're reading about Series 99: 1.2.2.10.3.4 Rollover Or Transfer, you might also be interested in:

Series 53 - Structure of the Issue

Series 63 - 5.7.13.3. Recommending Securities in Which the Professional Also Invests

Series 65 - Exercise

Series 24 - Persons Exempt from Registration

Please Enable Javascript
to view this content!

Site Login

TESTIMONIALS

What are people saying?

I studied for both the SIE and the Series 99 with Solomon. Both texts more than prepared me for the exam. The practice questions in particular were extremely helpful and were even a bit more challenging than the actual exams. After reading and annotating both textbooks twice and taking each quiz multiple times to the point that I received high scores on each, I was confident taking the exam. Although there were a few questions here and there on the exams that seemed to be outside the scope of the material and had some differently worded questions, the quiz questions were quite in line with the actual exam. I passed both exams my first try. I highly recommend Solomon study material.

Eric Cunningham PNC Pittsburgh, PA

I passed my exam! The Solomon practice tests were equal or hard than the Series 99 questions which helped me crush it! Solomon was a 10/10 experience and I will definitely recommend it to any friends and work peers. It was lifechanging.

Alyssia Simpson. Denver, CO.

For the Series 99 I bought and studied the STC and the Kaplan study manuals and test banks but I pattern matching questions versus fundamentally understanding the content. I stumbled upon the Solomon test bank during a Google search and I am glad that I did. The Solomon test bank went into a lot more detail in the answers which allowed me to better understand the actual content versus just pattern recognition in the questions. Some have said that the Solomon test bank is harder than the test which I think may be true but learning the content at this level of detail is how I was able to feel confident walking in and walking out with a pass on the first attempt.

Garry Kindred Denver, CO

I sat for the Series 99 and passed on my first attempt! I am thankful for the Solomon Exam preparation. The four-week study schedule was a life saver. I recommend using the Solomon products to prepare for any Series exam.

Cachet Johnson, PNC, Cleveland, OH

I am so happy to say that took my Series 65 Exam and passed on my first attempt! All thanks must go to Solomon Exam Prep and its materials. I read the Study Guide cover to cover 3 times, took notes and took what felt like endless practice quizzes, but I must say that I found the practice questions more difficult than the actual exam! I cannot recommend Solomon Exam Prep enough!

Kevin Blanchard, Meche and Associates. Breaux Bridge, LA

I PASSED. A big thank you to Solomon Exam Prep for breaking down the material for the Series 65 exam into understandable information. I started my exam prep journey with another provider and their material was simply too wordy and full of unnecessary information. I switched to Solomon Exam Prep and the material was easy to follow and I PASSED. Thanks so much for being there for me.

Tammy Gladstone, State Farm Insurance, California, MD