Series 99: 1.2.2.6 Fiduciary And Custodial Accounts

Taken from our Series 99 Top-off Online Guide

1.2.2.6 Fiduciary and Custodial Accounts

Fiduciary and custodial accounts allow someone other than the account holder to initiate trades. A trust account is a fiduciary account; money and/or securities are placed in trust for the account holder, who may be a minor. Someone else—

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