Series 99: 1.2.2.6 Fiduciary And Custodial Accounts

Taken from our Series 99 Top-off Online Guide

1.2.2.6 Fiduciary and Custodial Accounts

Fiduciary and custodial accounts allow someone other than the account holder to initiate trades. A trust account is a fiduciary account; money and/or securities are placed in trust for the account holder, who may be a minor. Someone else—

+ Read More

More Series 99 Info

What are people saying?

Create an Account

Since you're reading about Series 99: 1.2.2.6 Fiduciary And Custodial Accounts, you might also be interested in:

Series 6 - 7.2.2.2.2. Income and Capital Appreciation Strategies

Series 27 - Independent Public Accountant Exemptions

SIE - 10.2.3. Outside Private Transactions

Series 79 - Appendix A

Series 7 - 5.2.4.2 Strike Price Increments

Series 66 - Corporate SEC Filings

Series 65 - After-Tax Return

Series 65 - Payout Options (Settlement Options)

Series 50 - Construction Loan Notes (CLNs)

Series 79 - Treasury Notes

Series 14 - Chapter 3

Series 53 - Continuing Education Requirements

Series 14 - 9.1.3.1. Approval and Recordkeeping

Please Enable Javascript
to view this content!

Site Login

TESTIMONIALS

What are people saying?

For the Series 99 I bought and studied the STC and the Kaplan study manuals and test banks but I pattern matching questions versus fundamentally understanding the content. I stumbled upon the Solomon test bank during a Google search and I am glad that I did. The Solomon test bank went into a lot more detail in the answers which allowed me to better understand the actual content versus just pattern recognition in the questions. Some have said that the Solomon test bank is harder than the test which I think may be true but learning the content at this level of detail is how I was able to feel confident walking in and walking out with a pass on the first attempt.

Garry Kindred Denver, CO

I passed my exam! The Solomon practice tests were equal or hard than the Series 99 questions which helped me crush it! Solomon was a 10/10 experience and I will definitely recommend it to any friends and work peers. It was lifechanging.

Alyssia Simpson. Denver, CO.

I studied for both the SIE and the Series 99 with Solomon. Both texts more than prepared me for the exam. The practice questions in particular were extremely helpful and were even a bit more challenging than the actual exams. After reading and annotating both textbooks twice and taking each quiz multiple times to the point that I received high scores on each, I was confident taking the exam. Although there were a few questions here and there on the exams that seemed to be outside the scope of the material and had some differently worded questions, the quiz questions were quite in line with the actual exam. I passed both exams my first try. I highly recommend Solomon study material.

Eric Cunningham PNC Pittsburgh, PA

Thank you so much for your great study materials! I have used you to pass my Series 6, 63 and most recently my Series 7 all on the first try. The practice exams and video lectures were great and extremely helpful. Will definitely be using your study material for any future exams and will recommend you to other people

Louis Orsatti, NY LIFE Securities, Boston, MA

My sincere thanks and appreciation to the team at Solomon. I've used your materials to pass the SIE and Series 6, both on the first try, and today with your help, I have passed the Series 26 exam on the first try as well! Thank you for the excellent materials and assistance!

Kristina Ribali, MWA Financial Services. Ave Maria, FL

I passed the Series 63 after using the study materials from Solomon. The practice exam and quizzes were the most amount of help. How the questions are asked really makes a difference. It gets your mind ready for how the exam will phrase the questions. Highly recommend this to anyone taking the Series 6 and/or 63. Great material! Will be returning for the Series 7 in the future.

Joseph DeLoach, WoodmenLife, Eatonton, GA