Series 99: 1.2.2.4 Institutional Accounts

Taken from our Series 99 Top-off Online Guide

1.2.2.4 Institutional Accounts

An institutional account, as noted above, is held by a large business institution, such as a bank, pension fund, mutual fund, labor union, or insurance company.

+ Read More

More Series 99 Info

What are people saying?

Create an Account

Since you're reading about Series 99: 1.2.2.4 Institutional Accounts, you might also be interested in:

Series 27 - Chapter 4 Practice Question Answers

Series 3 - 4.1.7.1. American vs. European Options

Series 28 - A Brief Digression on Equity and an Example

Series 53 - Comparison and Verification of Confirmations

Series 24 - Restrictions on the Sharing of Accounts with Customers

Series 52 - Exercise

Series 65 - C Corporations

Series 53 - Customer Account Transfers

SIE - 6.4. Exemptions from the SEC Registration Process

Series 14 - 2.3.3.3. Consolidated Tape

Series 65 - 10.10.6.5 Market Manipulation

Series 65 - Timing Mutual Fund Purchases

Series 7 - 12.1.3 The Securities Act of 1933

Please Enable Javascript
to view this content!

Site Login

TESTIMONIALS

What are people saying?

I passed my exam! The Solomon practice tests were equal or hard than the Series 99 questions which helped me crush it! Solomon was a 10/10 experience and I will definitely recommend it to any friends and work peers. It was lifechanging.

Alyssia Simpson. Denver, CO.

I studied for both the SIE and the Series 99 with Solomon. Both texts more than prepared me for the exam. The practice questions in particular were extremely helpful and were even a bit more challenging than the actual exams. After reading and annotating both textbooks twice and taking each quiz multiple times to the point that I received high scores on each, I was confident taking the exam. Although there were a few questions here and there on the exams that seemed to be outside the scope of the material and had some differently worded questions, the quiz questions were quite in line with the actual exam. I passed both exams my first try. I highly recommend Solomon study material.

Eric Cunningham PNC Pittsburgh, PA

For the Series 99 I bought and studied the STC and the Kaplan study manuals and test banks but I pattern matching questions versus fundamentally understanding the content. I stumbled upon the Solomon test bank during a Google search and I am glad that I did. The Solomon test bank went into a lot more detail in the answers which allowed me to better understand the actual content versus just pattern recognition in the questions. Some have said that the Solomon test bank is harder than the test which I think may be true but learning the content at this level of detail is how I was able to feel confident walking in and walking out with a pass on the first attempt.

Garry Kindred Denver, CO

I used your materials for the Series 79, Series 82, and the Series 63 and scored all in the mid-80% range. Thanks for your help and support!

Carlie Headapohl San Diego, CA

Special thanks to Solomon for ensuring I pass the 65! Trust in the material and you will pass. I bought multiple resources and by far, Solomon was the best. Thanks again.

Paige Robino, Fisher Investments, Plano, TX

Dead-on Series 79 practice test questions. Thanks!

Jennifer Bush, Apercen Partners, Palo Alto, CA