SIE: 8.6.5. SIPC Rules

Taken from our SIE Online Guide

8.6.5. SIPC Rules

The Securities Investor Protection Act of 1970 was created after several broker-dealer firms failed and the investors they served lost their investments. The Act created the Securities Investor Protection Corporation (SIPC) to ease investors’ concerns and to prevent similar crises in the future. SIPC provid

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