SIE: 3.1.4.2. Board Of Directors

Taken from our SIE Online Guide

3.1.4.2. Board of Directors

Regarding the board of directors, at least one class of directors must come up for reelection each year. The purpose of forming classes of directors is to stagger their terms of office. To have an entire board come up for a vote in the

+ Read More

More SIE Info

What are people saying?

Create an Account

Since you're reading about SIE: 3.1.4.2. Board Of Directors, you might also be interested in:

Series 28 - Joint Back Office Accounts

Series 63 - Personal Outside Investment Accounts

Series 65 - Agents Representing Issuers

Series 24 - 2.7.3.2. Reserve Bank Account

Series 65 - Chapter Ten: Ethical Practices and Fiduciary Obligations

Series 24 - Outside Private Transactions

Series 14 - 9.1.3.3.4. Collateralized Mortgage Obligations (CMOs)

Series 79 - 4.5.2. Sum-of-the-Parts Analysis

Series 51 - SEC Reasonable Basis Standard

Series 24 - Time in Force (TIF) Designations

SIE - 8.2.7.2. Uniform Transfers to Minors Act (UTMA) Accounts

Series 63 - Chapter 2

Please Enable Javascript
to view this content!

Site Login

TESTIMONIALS

What are people saying?

Super fast response time to emailed questions, clear explanations in the textbook and in the ungraded practice exams, and unlimited practice tests made Solomon a great resource for preparing for my SIE. Passed on first try!

Claire Pywell, R+R Financial Partners. Anchorage, AK

I have passed the SIE, Series 63, and Series 65 all on the 1st attempt. Thank you Solomon Exam Prep! The practice tests are great and really prepare you for the real exam.

Gary Kilanowski. Scottsdale, AZ

After failing the Securities Industry Essentials Exam twice I was all but ready to give up. Then I used Solomon Exam Prep material which help me to pass the exam. I had a blast using their learning platform and would highly recommend it to anyone!

Innocent Anavberokhai Jr., Lawrence, KS

THANK YOU SOLOMON! I passed the SIE in December and Series 6 in February. I do not have a background in finance. The study materials prepared me wonderfully for the exams. I used the study schedule - took a ton of practice exams and re-read the material. Also, the testimonials were very encouraging, so I had to share that I had the same amazing experience. Thank you so much!

Candace Chavez, Cetera Investment Services. Wimberley, TX

PASSED SIE ON MY FIRST TRY!! Initially started with a competitor but I was referred to study through Solomon instead. After comparing the two, I stuck to Solomon for 6 weeks straight. The material and practice q’s gave me a better understanding and helped me prepare for the actual exam. Thank you!!

Gelyn Rice, Allstate, Los Angeles CA

Solomon Exam Prep helped me pass the Series SIE, 63, 65 and 7 exams. The study materials are easy to understand and practice exams were very helpful, especially with the passing probability to gauge my exam readiness. The instructor for all web classes were really worth it as I could get directly answers for my questions. I couldn't have pass these exams without Solomon's help. Thank you!