Series 53: Form G-32 Information

Taken from our Series 53 Online Guide

Form G-32 Information

Information required by Form G-32 is divided into issue-specific and security-specific information. These categories are different for certain securities, such as serial bonds, where each maturity has a different CUSIP number, yield, etc.

Issue-specific information includes:

  • Full issuer name
  • Issue description
  • Dated date
  • Expected closing date
  • Date and Time of Formal Award
  • Time of First Execution of the issue
  • Continuing disclosure information from the issuer

For municipal fund securities and issues that are ineligible for CUSIP number assignment, the issuer must also indicate its state of residence.

Security-specific information includes, for each security in the issue:

  • The nine-digit CUSIP number
  • The principal amount at maturity
  • The initial offering price
  • The initial offering yield

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