Series 53: Exercise

Taken from our Series 53 Online Guide

Exercise

Match the qualifying exam to the associated person

  1. A. Series 52 exam, or Series 7 exam if taken before November 2011
  2. B. Series 51 exam
  3. C. Series 9 exam or Series 10 exam
  4. D. Series 27 exam
  5. E. Series 53 exam
  6. 1. _____ Municipal Securities Representative
  7. 2. _____ Municipal Securities Principal
  8. 3. _____ Municipal Fund Securities Limited Principal
  9. 4. _____ Municipal Securitie

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