Series 24: Ineligible Issuers

Taken from our Series 24 Online Guide

Ineligible Issuers

In addition to the categories of issuers just described, the SEC designates certain issuers as “ineligible” issuers, which may not take advantage of less restrictive rules concerning communications during the registration period

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I took my Series 24 on July 28 and passed!! I had not passed 2 prior Series 24 exams and was down to my last attempt. A fellow principal on my team who had not passed his Series 24 his first time told me about the Solomon practice tests and how they helped him. It was such a big help for me passing exam as the questions were structured more like the real exam than any other practice tests I’ve taken. I have since gone to other employees at my firm for other tests, such as the Series 7, SIE among others and have told them about the Solomon test materials and some of them are now purchasing Solomon as well.

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Karen Lessard, Concorde Investment Service Frisco, TX

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Chris Brice,CFA Bell Potter Cantley, Québec, Canada

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Danny Klingler, Kestra Financial, Austin, Texas