Series 24: Market Makers

Taken from our Series 24 Online Guide

Market Makers

Market makers are dealers that do not carry customer accounts but do engage in the following activities:

  • Regularly publish competitive bid and offer quotations in a recognized inter-dealer quotation system

or

  • Furnish competitive bid and offer quotations on request

and

  • Are ready, willing, and able to effect transactions in reasonable quantities at quoted prices with other brokers or dealers

Market makers must carry at least $100,000 but will not be required to ca

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