Series 24: Retiring Representatives

Taken from our Series 24 Online Guide

Retiring Representatives

A member firm may continue to pay commissions to a registered representative after his retirement if:

  • Commissions are derived from the representative’s customer accounts
  • Customers continue to be customers of the firm
  • The representative signs a bona fide contract while still registered with the firm, which d

Since you're reading about Series 24: Retiring Representatives, you might also be interested in:

Solomon Exam Prep Study Materials for the Series 24
Please Enable Javascript
to view this content!