Series 24: Expungement Of Customer Dispute Information

Taken from our Series 24 Online Guide

Expungement of Customer Dispute Information

FINRA records disciplinary information with respect to customer complaints and any resulting arbitration awards or court judgments in its Central Registration Depository system. It uses this information in making its licensing and hiring decisions and provides it to BrokerCheck for public dissemination.

Broker-dealers believing the allegations against them to be false may wish to have this inf

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I would like to say that Solomon test prep had the most varied and comprehensive test bank I have seen. The questions ranged in difficulty and the answer feedback was so detailed, that I felt that I was mastering concepts rather than trying to pin down certain facts in a question just to get the 'one,' answer. I saw many iterations of the sample examinations, and with the courage to keep clicking next and learning, I passed with a score I'm more than happy to claim. Also, the staff are very responsive. I'll be coming back.

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