Series 24: Definition Of Broker-Dealer

Taken from our Series 24 Online Guide

Definition of Broker-Dealer

“Broker-dealer” means any “person” (an individual or a firm) that is engaged in the business of effecting transactions in securities for the account of others or for the person’s own account.

Since you're reading about Series 24: Definition Of Broker-Dealer, you might also be interested in:

Solomon Exam Prep Study Materials for the Series 24
Please Enable Javascript
to view this content!