SIE: Regulation Of Political Contributions (“Pay To Play” Rule)

Taken from our SIE Online Guide

Regulation of Political Contributions (“Pay to Play” Rule)

MSRB Rule G-37 seeks to protect municipal entities from fraud. Specifically, the rule prevents securities professionals from winning business through campaign donations to elected officials. This rule applies to municipal securities broker-dealers.

Often referred to as the “pay to play” rule, it

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