SIE: Regulation Of Political Contributions (“Pay To Play” Rule)

Taken from our SIE Online Guide

Regulation of Political Contributions (“Pay to Play” Rule)

MSRB Rule G-37 seeks to protect municipal entities from fraud. Specifically, the rule prevents securities professionals from winning business through campaign donations to elected officials. This rule applies to municipal securities broker-dealers.

Often referred to as the “pay to play” rule, it

+ Read More

More SIE Info

What are people saying?

Create an Account

Since you're reading about SIE: Regulation Of Political Contributions (“Pay To Play” Rule), you might also be interested in:

Series 24 - Review Quiz

Series 53 - Availability of Written Procedures

Series 24 - Formal Hearings

Series 65 - Chapter 10 Practice Questions

Series 24 - Liabilities for False Communications

Series 54 - Continuing Education Requirements for Covered Persons

Series 53 - Investors at the Same Address

Please Enable Javascript
to view this content!

Site Login

TESTIMONIALS

What are people saying?

Solomon exam prep materials are the best! I have passed the SIE, Series 7, and Series 66 in less than 12 months using their materials. Their products are fantastic! The practice exams are excellent, and the probability calculator is spot on. I followed the provided customized study plan and took practice exams (over 20 lol) until my probability calculator was in the green (indicating a higher probability of passing) and the rest is history. There are no shortcuts. You must put in the work and stay disciplined, but the Solomon program WORKS and I would HIGHLY RECOMMEND them to anyone looking for amazing, comprehensive study materials to prepare for industry examinations.

Brandon Collins, Benchmark. Memphis, TN

I passed first try on the SIE. Thanks to Solomon! The exam simulator is super helpful for prepping for test day.

William Windham, Solebury. Brooklyn, NY

I found encouragement along the way from reading other people's testimonials, so payback is to write one of my own. Solomon is the gold standard for customer service. I passed the 66, SIE first tries -- received a 69% on the 7 (failed), but passed on the 2nd attempt. I'm in awe over the outreach I received from day 1 but especially from Jeremy on how to move forward after falling short on the Series 7 - followed his advice - one of which was to get the accompanying videos and passed. Watching/studying the Chapter 5 video had a big impact. I also printed the questions I got wrong that I particularly struggled with while taking the online exams, printed and/or turned them into flashcards, then taped many of them around the house. It forced me to constantly revisit the information and moved me past a superficial understanding. I'll take a messy-looking home for a short time than having to retake a 3 hour and 45 minute exam.

Brook Langston, Everspire. Salt Lake City, UT

I just took my SIE, Series 6 and Series 63 exams — I took them all on the same day (would recommend breaking them into separate days if you can, but I had specific work reasons I had to get them done). In any event, I PASSED all 3 exams. I used the Solomon materials and was extremely satisfied. Great study materials, I couldn’t have done it without your help. Thank you!

Glenn M., Detroit, MI

I passed after two and a half weeks of studying for the SIE. I am an industry veteran, though have been out of the securities business for over 10 years. It was really the logic of the exam simulator process and repetition that did the trick.
The exercises and exam simulator were brilliant! Forward and onward to Series 82!

Norman Hall. West Tisbury, MA

I took the SIE with Solomon Exam Prep and I have to say; the layout of the topics, the practice questions and the explanations of each subject matter is wonderful. They make it clear to follow and understand what the concepts are. Going back to re-try my Series 7 with them instead of my other book.

Ufy Sada, Morgan Stanley, Columbus, OH