SIE: Continuing Education

Taken from our SIE Online Guide

Continuing Education

Registered personnel must participate in continuing education (CE) programs. This program has two elements: a regulatory element and a firm element.

The regulatory element requires that all registered persons complete a computer-based training session within 120 days of their second registration anniversaries, and every three years thereafter. FINRA creates and administers the content of the regulatory element, and each individual will take the CE training

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