SIE: Sale Of Securities In A Fixed-Price Offering

Taken from our SIE Online Guide

Sale of Securities in a Fixed-Price Offering

No member that participates in a selling syndicate or selling group in connection with a fixed-price offering may offer any securities in the offering at a price below the stated public offering price. This restriction applies until the offering terminates or until the issuer or underwriter is unable to continue selling the securities at t

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