SIE: Capital Gains On The Sale Of Mutual Fund Shares

Taken from our SIE Online Guide

Capital Gains on the Sale of Mutual Fund Shares

If an investor sells or exchanges mutual fund shares for a profit, she has to pay a tax on the gain. If she holds the shares for one year or less, she will pay at the short-term capital gains rate, which is he

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Since you're reading about SIE: Capital Gains On The Sale Of Mutual Fund Shares, you might also be interested in:

Series 24 - The Uniform Practice Code

Series 24 - 4.1.7.1. Unsold Shares of a Public Offering

Series 26 - Chief Compliance Officer and Compliance Certification

SIE - 8.2.7.2. Uniform Transfers to Minors Act (UTMA) Accounts

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