SIE: Collateral Trust Bonds

Taken from our SIE Online Guide

Collateral Trust Bonds

Collateral trusts are bonds that are secured by financial assets, such as stocks and bonds. These are also called collateral trust certificates (CTCs). They are issued by companies that have few hard assets but significant amounts of securities. For instance, holding companies often

+ Read More

More SIE Info

What are people saying?

Create an Account

Since you're reading about SIE: Collateral Trust Bonds, you might also be interested in:

Series 3 - 7.3.8.2. Detection and Reporting of Suspicious Activity

Series 66 - Common Stock Shareholder Rights

Series 65 - 5.1.3.3 Advisory Accounts

Series 66 - 2.4.13.2. Zero Coupon Bonds

Series 65 - Variable Life Insurance

Series 66 - 8.1.7 Exemptions to Issuer and Security Registration

Please Enable Javascript
to view this content!

Site Login

TESTIMONIALS

What are people saying?

THANK YOU SOLOMON! I passed the SIE in December and Series 6 in February. I do not have a background in finance. The study materials prepared me wonderfully for the exams. I used the study schedule - took a ton of practice exams and re-read the material. Also, the testimonials were very encouraging, so I had to share that I had the same amazing experience. Thank you so much!

Candace Chavez, Cetera Investment Services. Wimberley, TX

Within a few months, I passed the SIE, Series 7, 63, 65, & 79 exams all on the first try using Solomon Exam Prep. This material will prepare you for the actual exam. I will say in many instances the practice exams are more difficult than the actual exam. Solomon and the various tracking metrics will more than help you prepare for the rigors of exam day. I highly recommend the practice exams and ability to dive back in to review weak areas. I will continue to use their products and services in the future.

Andrew Ezzat, Bank of America. Tampa, FL.

When I took my SIE exam, I only spent 30 minutes taking the exam and I passed. It is amazing how Solomon goes into detail regarding information. You guys provide more information than Kaplan's SIE book. Thank you so much for helping me succeed in my endeavors. Onward and upward to the Series 7. I'm choosing Solomon again!

Zach Sloan, Cambridge Investment Research, Fairfield, IA

Thank you so much Solomon Exam Prep. I took the SIE exam today and passed it the first try. Couldn't have done it without your help. Thank you again.

Cathy Villano, Eastchester, NY

I got my undergrad degree in musical theater, never having studied or practiced anything regarding securities. I've been working as an actor over the last 10 years, and figured the Covid-19 quarantine presented an opportunity to learn something new. Solomon took me from knowing NOTHING about securities to passing the SIE on the FIRST TRY! I finished in under an hour and felt extremely confident about the entire test. I read every chapter twice, watched all the video tutorials, listened to the audiobook while driving, and took a large amount of practice exams. Do this - and you will be over prepared - I promise. I will absolutely be using Solomon again for any top-off exams!

Corey Cott, Philadelphia, PA

Passed the SIE!

Chris McHugh, McHugh Ins Group, Inc., Boca Raton, FL