SIE: Exercise

Taken from our SIE Online Guide

Exercise

Fill in the blank

  1. 1. A/n _____ buys and sells securities out of its own inventory.
  2. 2. When an investor sells to another investor, this is done in the _____ market.
  3. 3. A/n _____ is the first time an issuer sells shares to the public.
  4. 4. An issuer sells shares to the public in the _____ market.
  5. 5. The investment bank that helps an issuer sell its securities is known as a/n _____.
  6. 6. A/n _____ acts as a go-between for a buyer and seller in the secondary market.
  7. 7. S

Since you're reading about SIE: Exercise, you might also be interested in:

Solomon Exam Prep Study Materials for the SIE
Please Enable Javascript
to view this content!