Series 50: Written Post-Issuance Policies

Taken from our Series 50 Online Guide

Written Post-Issuance Policies

The IRS also requires issuers to create written procedures to ensure that post-issuance compliance expectations are met. The written procedures should include:

• Due diligence review schedule
• The person who is in charge of conducting the review
• Training that is required for the person who conducts the review
• Recordkeeping that is sub

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I haven't taken an exam in about 15 years and I'm happy to report that I passed the Series 50 Municipal Advisor exam on my first attempt. The material was extremely thorough and comprehensive. The online questions, quizzes and exams were very comparable in difficulty to the actual exam, thus providing the foundation for my success. Thank you for your guidance.

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