Series 50: Forming The Syndicate

Taken from our Series 50 Online Guide

Forming the Syndicate

To get the broadest possible view of the market and reach the maximum number of prospective bidders, underwriters will form a syndicate prior to securing an underwriting bid.

Once the team is selected, the lead underwriter will draft a syndicate letter. This letter describes:

• The obligations of each member
• The share of the members’ participation in the underwriting
• How bond orders will be handled

Also, it specifies:

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