Series 50: Other Service Providers

Taken from our Series 50 Online Guide

Other Service Providers

By the time the pricing of an issuance is finalized, the underwriter must apply to the MSRB in writing for the assignment of a CUSIP number for the new security. CUSIP (the Committee on Uniform Securities Identification Procedures) is a system that facilitates the clearing and settlement process of securities. The CUSIP system identifies securities by assigning them a number.

A CUSIP number generally consists of nine characters

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Five decades in the muni business didn't guarantee I'd pass the Series 50 pilot exam. (Just knowing content doesn’t mean you are ready for the test.) Thankfully, my Solomon Exam Prep materials were fantastic at teaching complex subject matter in a way that made the answers clear, and I passed the test with ease.

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John Canney, Municipal Advisors Group Boston, MA

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Mudra Patel, San Francisco, CA

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Delaney Ridgley, Raftelis. Charlotte, NC