Series 50: Exclusions From The Definition Of Municipal Advisor

Taken from our Series 50 Online Guide

Exclusions from the Definition of Municipal Advisor

Municipal advisors include financial advisors, guaranteed investment contract (GIC) brokers, third party marketers, placement agents, solicitors, and finders. But several entities that interact with municipal entities are excluded from the definition of municipal advisor. These include:

• Municipal securities broker-de

+ Read More

More Series 50 Info

What are people saying?

Create an Account

Since you're reading about Series 50: Exclusions From The Definition Of Municipal Advisor, you might also be interested in:

Series 24 - 4.1.6.1. Preliminary Prospectus (Red Herring)

Series 7 - 3.2.4. Municipal Notes

Series 65 - 2.1.1. Common Stock Shareholder Rights

Series 65 - 1.5.1 Systematic and Unsystematic Risk

Series 24 - Chapter 2 Practice Question Answers

Series 14 - 8.3.11. Trading Penny Stocks in a Customer Account

Series 65 - Accumulation Phase for a Nonqualified Annuity

Please Enable Javascript
to view this content!

Site Login

TESTIMONIALS

What are people saying?

I used the exam prep guide and online tests to study for the Series 50 exam. I relied completely on these study helps to prepare for the exam, which I passed!

Elizabeth Hill, Bright Bay Advisors, LLC, Long Beach, NY

I just passed the Series 50 exam! Yay! The Solomon Exam Prep materials are excellent. I utilized the guide book, on-line lecture, on-line course, on-line study guide and quizzes. The "Ask the Professor" feature was very helpful as well. I highly recommend their resources.

Lori Volz, Baker Tilly, Minneapolis, MN

Many thanks to the fine staff at Solomon Exam Prep. I'm happy to report that I passed the Series 50 Municipal Advisor exam on my first attempt. The written material is extremely thorough and comprehensive. With respect to the online quizzes and final exams, the questions are very comparable in difficulty to the actual exam, thus providing the foundation for success. A special word of thanks to Carson for his encouragement and support.

Tony Chiappetta, Sudsina & Associates, Mars, PA

I passed the Series 50 on the first attempt thanks to Solomon's materials. Although the questions on the exam were much more difficult and complex in structure and format than the Solomon practice exams, the study materials & practice exams did enforce the concepts that the actual exam was testing. Thank you Solomon!!!

Lisa Gesin, Gesin Consulting, Dallas, TX

Solomon Exam prep did a great job helping me prepare for the Series 50. The exam simulator was excellent and I felt so prepared during the exam!

Amber Nielsen, Baker Tilly Municipal Advisors. Mishawaka, IN

I had the Series 50 study guide memorized backwards and forwards, but still found the exam to be extremely difficult. I think the study guide still needs a lot of refining to cover more of the exam content, but I sure as heck wouldn't have passed the exam without it. Found the Solomon study guide to be absolutely necessary, but still in need of considerable improvement.

Delaney Ridgley, Raftelis. Charlotte, NC