Series 50: Exclusions From The Definition Of Municipal Advisor

Taken from our Series 50 Online Guide

Exclusions from the Definition of Municipal Advisor

Municipal advisors include financial advisors, guaranteed investment contract (GIC) brokers, third party marketers, placement agents, solicitors, and finders. But several entities that interact with municipal entities are excluded from the definition of municipal advisor. These include:

• Municipal securities broker-de

+ Read More

More Series 50 Info

What are people saying?

Create an Account

Since you're reading about Series 50: Exclusions From The Definition Of Municipal Advisor, you might also be interested in:

Series 14 - 8.2.1.2. Anti-Money Laundering Compliance Program

Series 65 - Treasury Bills

Series 24 - 5.8.1. Scope of the Uniform Practice Code

Series 65 - 9.1.5.1 Exceptions for Media from Other States

Series 66 - Securities Exchange Act of 1934

Series 66 - Chapter 2 Practice Questions

Series 6 - 4.3.10.2. Discount Bonds

Series 82 - 1.1.2.4. Restricted Securities

Series 7 - 5.3.3 Spreads

Series 52 - 5.1.3. Municipal Governance

Series 65 - Income Earned Within an Estate Account

Series 66 - 1.2.2.7.4. Alpha

Series 50 - Chapter Five: Understanding Requirements Related to the Issuance of Municipal Debt

Please Enable Javascript
to view this content!

Site Login

TESTIMONIALS

What are people saying?

I passed the Series 50 on the first attempt thanks to Solomon's materials. Although the questions on the exam were much more difficult and complex in structure and format than the Solomon practice exams, the study materials & practice exams did enforce the concepts that the actual exam was testing. Thank you Solomon!!!

Lisa Gesin, Gesin Consulting, Dallas, TX

I haven't taken an exam in about 15 years and I'm happy to report that I passed the Series 50 Municipal Advisor exam on my first attempt. The material was extremely thorough and comprehensive. The online questions, quizzes and exams were very comparable in difficulty to the actual exam, thus providing the foundation for my success. Thank you for your guidance.

J. Mark Chapman, IBIC LLC, Madison, CT

Five decades in the muni business didn't guarantee I'd pass the Series 50 pilot exam. (Just knowing content doesn’t mean you are ready for the test.) Thankfully, my Solomon Exam Prep materials were fantastic at teaching complex subject matter in a way that made the answers clear, and I passed the test with ease.

If you plan to take the Series 50 exam, then I strongly recommend that you give yourself the edge that Solomon's study materials provide.

John Canney, Municipal Advisors Group Boston, MA

I just passed the Series 50 exam! Yay! The Solomon Exam Prep materials are excellent. I utilized the guide book, on-line lecture, on-line course, on-line study guide and quizzes. The "Ask the Professor" feature was very helpful as well. I highly recommend their resources.

Lori Volz, Baker Tilly, Minneapolis, MN

Many thanks to the fine staff at Solomon Exam Prep. I'm happy to report that I passed the Series 50 Municipal Advisor exam on my first attempt. The written material is extremely thorough and comprehensive. With respect to the online quizzes and final exams, the questions are very comparable in difficulty to the actual exam, thus providing the foundation for success. A special word of thanks to Carson for his encouragement and support.

Tony Chiappetta, Sudsina & Associates, Mars, PA

I used the exam prep guide and online tests to study for the Series 50 exam. I relied completely on these study helps to prepare for the exam, which I passed!

Elizabeth Hill, Bright Bay Advisors, LLC, Long Beach, NY