Series 65: First Trade In A Long Market Account

Taken from our Series 65 Online Guide

First Trade in a Long Market Account

Margin accounts have minimum deposit requirements for the first transaction. For a long market account, a purchase of less than $2,000 requires 100% of the value of the purchase. For purchases between $2,000 and $4,000, the customer must deposit at least $2,000. For purchases over $4,000, the customer must deposit at least 50%.

+ Read More

More Series 65 Info

What are people saying?

Create an Account

Since you're reading about Series 65: First Trade In A Long Market Account, you might also be interested in:

Series 24 - 3.5.1.6. Prohibited Mutual Fund Practices

Series 50 - Derivatives

Series 28 - Customer Protection Rule

Series 24 - 4.1.3.1.2. Close Corporations

Series 66 - Coverdell Education Savings Accounts

Series 79 - Zero Coupon Bonds

Series 7 - 6.1.3.2. Mutual Fund Shares (A, B, and C Shares)

Series 53 - Reclamation of Settled Transactions

Series 65 - Liquidation/Trade

Series 79 - A1.4.2. Fiscal Policy

Series 24 - 1.2.2.5. Foreign Broker-Dealer Registration

Series 24 - 2.7.1.3.1. Tentative Net Capital

Please Enable Javascript
to view this content!

Site Login

TESTIMONIALS

What are people saying?

I finally passed the Series 65! I’m writing today to send you a very sincere Thank you for all the professional support and emotional guidance you have provided. I was emotionally beat up and almost ready to give in on my endeavor of passing the Series 65 and becoming an Investment Advisor Firm. After becoming unemployed and having a tremendous time focusing on the study material, you provided additional months and material access for no additional Fee! You also mentioned I should be able to teach the material and then I’ll be ready for the exam. By the gracious caring and professional sharing of your wisdom, it provided me to find my path to passing the Series 65! The three items that really helped was to Study like I’m going to teach it, memorizing and learn by over studying, and getting plenty of sleep and rest. Thank you to you, your family, and pro team for all you have done. I am very blessed and humbled to have met you all in this challenging time of my life. Happy Holidays, and Have a Safe and Happy New Year!

Michael Jones. Kansas City, MO

Your material was great. I took the Series 65 in March [2010] and passed with a 90%.

Mark S., Baker, Vermont

I want to thank Solomon Prep for helping me to pass the Series 65.

Nelson Coleman, Saint Louis, MO

I passed the Series 65 on the first try and I would absolutely give credit to this tool. We all learn in vastly different ways, so having the options available for a study guide, audiobook, video training, flash cards, practice tests - and ALL of the other resources available was critical to my success. I've been out of school for over a decade and remembering HOW to study was hard. I'm so glad I had all of these options.

Ashley Dunning, Inspire Investing. Kansas City, MO

I have been extremely happy with your book series. I was able to pass the Series 66 and Series 65 with flying colors on the first try! Thanks again.

Christian Brown, Financial Decisions Group

I used Solomon to prep for my Series 65 exam. I was extremely impressed with how prepared I was for the actual exam! After reviewing the chapter material and taking 7-10 quizzes for each chapter, I was scoring around a 75 average on the practice exams, I wasn't sure that would be enough to pass. However, on exam day I felt extremely confident with the material, and I passed the 65 on my first attempt with about 45 minutes to spare. Extremely satisfied with how Solomon teaches the material to truly make it stick, and also with the progress statistics that they show you, so you know what to work on. I would 100% recommend it to anyone trying to pass their Series exams!

Landry Mead, Goldman Sachs Ayco Personal Financial Management. Dallas, TX