Series 65: Minimum Maintenance Requirement

Taken from our Series 65 Online Guide

Minimum Maintenance Requirement

A restricted account does not require that the margin be replenished until the equity has fallen below 25% of the LMV. This 25% minimum level is called a minimum maintenance requirement.

If a customer’s account goes below the minimum maintenance requirement, the cu

+ Read More

More Series 65 Info

What are people saying?

Create an Account

Since you're reading about Series 65: Minimum Maintenance Requirement, you might also be interested in:

Series 7 - 8.2.7.3 Tax-Qualified Variable Annuities

Series 28 - Uncovered Short Positions

Series 79 - 3.2.8. Operating Leverage

SIE - Bond Ratings

Series 65 - 3.7.4. Features of Annuities

Series 28 - Maintenance Margin Exceptions

Series 66 - 1.2.1.5 Internal Rate of Return (IRR)

Please Enable Javascript
to view this content!

Site Login

TESTIMONIALS

What are people saying?

I learned the material quickly and passed the Series 65 with flying colors. It was fun to listen while driving, and it was easy to absorb the information—just like being taught by an entertaining young professor!

Chris McConnell, Adondo Corporation, Wayne, PA

Thanks to you I passed the Series 65 exam on my first try. I appreciated your materials and online test bank.

Jeff

I used Solomon to prep for my Series 65 exam. I was extremely impressed with how prepared I was for the actual exam! After reviewing the chapter material and taking 7-10 quizzes for each chapter, I was scoring around a 75 average on the practice exams, I wasn't sure that would be enough to pass. However, on exam day I felt extremely confident with the material, and I passed the 65 on my first attempt with about 45 minutes to spare. Extremely satisfied with how Solomon teaches the material to truly make it stick, and also with the progress statistics that they show you, so you know what to work on. I would 100% recommend it to anyone trying to pass their Series exams!

Landry Mead, Goldman Sachs Ayco Personal Financial Management. Dallas, TX

I passed the series 65! I used the Solomon exam prep Material to take the series 65. I had previously used the Kaplan material and did not find the materials to be that good. The book, audio tape and exam question bank were amazing. It was hard to go to the center wearing a mask during this Coronavirus time period. I don’t think I would’ve passed this Series 65 without Solomon. Thank you

Gail Abrams, The Investment Center, Inc. Watchung, NJ

I'm an auditory learner. Ordering the audio files was most helpful and I passed today with no worries.

Michael Freemire, Cambridge Advisors, Englewood, CO

I had my licenses but I let them lapse after I sold my firm. Now we're starting a new firm and I needed a refresher and studied your book and used the exam simulator. I passed the Series 65 and your materials were a big help. Now I am back for the Series 7 and I want your book, audio book and exam simulator. Thanks for an excellent product.

Jason Luquire Pawleys Island, SC