Series 65: Exercise

Taken from our Series 65 Online Guide

Exercise

Remember that an American-style option can be exercised at any time. When the buyer exercises the option, the seller is said to be assigned the option. Assignment means the seller has

+ Read More

More Series 65 Info

What are people saying?

Create an Account

Since you're reading about Series 65: Exercise, you might also be interested in:

Series 65 - 10.11.12 Acting as Agent to Both Parties (Agency Cross Transactions)

Series 24 - 3.5.1.5. Additional Fees

Series 79 - Media Reports

Series 6 - 2.1.3. Customer Screening and Other Account Documentation

Series 14 - 1.9. BrokerCheck Disclosure

Series 24 - Allocation Procedure and Customer Notice for Callable Securities

Series 65 - 5.3.3.1 Strategic Asset Allocation

Series 66 - Regulation of Political Contributions (“Pay to Play” Rule)

Series 82 - Integration Safe Harbors

Series 82 - Customer Disclosures

Please Enable Javascript
to view this content!

Site Login

TESTIMONIALS

What are people saying?

Thank you Solomon, 87% on the series 65. I thought I was nervous showing up to the exam, but the material was well above par. thanks again

Matt Callahan

I passed my Series 65 today with an 80, first effort! Not only was the material well laid out, but if it's possible, the Solomon prep made the material palatable and understandable. Amazing!!! I have used Kaplan in the past as well as STC, which are both very good, but I chose Solomon because it had audio downloads. With an hour commute, I was able to study during that otherwise wasted time. Additionally, the "Ask the Professor" and live chat features were excellent!! Questions were answered virtually immediately by personal email and the author/owner Jeremy Solomon actually called me to help me and cheer me on! I didn't think this kind of customer service and general human kindness existed anymore. He even asked me to let him know personally my results which, thanks to this program, I am on the other side of this very difficult exam. Thank you Solomon Exam Prep!!!!!

Carol K. Gallagher TIAA-CREF Upstate New York

I just wanted to let you know I took the Series 65(85), Series 63(90) and Series 7(90) and am pleased as can be with your guides and practice materials. Not only do they contain the facts that are needed to pass the exams, but are actually presented in a format that you are still interested and awake by the time you get there! Really brilliant instructions.

Michael, CPA, Registered Representative

I have been extremely happy with your book series. I was able to pass the Series 66 and Series 65 with flying colors on the first try! Thanks again.

Christian Brown, Financial Decisions Group

I passed the Series 65 exam on my first attempt. Your practice exams really helped. Thanks again.

Colin Tucker, Little Rock, AR

I wanted to thank you for your help several weeks ago. The practice questions were very helpful. I passed the exam (Series 65) on the first try with a solid score.

Alan Heacock, LPL Financial, Bedford, NH