Series 63: Client Funds And Securities

Taken from our Series 63 Online Guide

Client Funds and Securities

In the age of Bernie Madoff, Allen Stanford, and other Ponzi schemes, regulators are very serious about how you handle your clients’ assets. In fact, regulators draw distinct lines in the sand when it comes to who handles client fun

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Solomon was my ticket to a passing grade the first time on both exams [Series 79 and Series 63]!

Laura Bumgarner, Houston, Texas

I've been using Solomon Exam Preparation materials for my last four Series tests: the Series 82, Series 63, Series 79 and just recently the Series 7. My scores on these tests were 88, 90, 88 and 90. The Solomon texts were comprehensive and easy to read; everything you need to know is in there. But there is so much material that these exams cover that you have to read the texts several times over and take as many practice quizzes and tests as you can until you score in the mid 80's. Then go in for the test. That's what I did. I went in scoring in the mid 80's on practice exams and "peaked" at higher scores while taking the actual tests. You can't do any better than Solomon. I highly recommend them.

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