Series 63: Client Funds And Securities

Taken from our Series 63 Online Guide

Client Funds and Securities

In the age of Bernie Madoff, Allen Stanford, and other Ponzi schemes, regulators are very serious about how you handle your clients’ assets. In fact, regulators draw distinct lines in the sand when it comes to who handles client fun

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I LOVED your exam books; passed 6 and 63 with flying colors.

Arthur Bracco, New York, NY

Great job with the Series 63 study material. I read the study guide, took notes against it, made flashcards and did tons of online tests just as the material suggested. Following the outline worked and I passed with plenty of room to spare. In particular, being able to access questions online is worlds better than how I remember studying for other exams in the past.

Tom L., Atlanta, GA

Your "Pass the 7" guide and practice questions helped my studying immensely, and I passed the exam the first time. I am currently using the "Pass the 63" guide and practice questions - the teaching style makes the learning experience much more interesting! I will definitely recommend your products to my friends and colleagues. Thank you so much!

Patrick Chen, Midtown Partners, New York, NY

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Dwight Lee, FFS, Los Angeles, CA, Series 6 and 63

Ok guys, there was ONE problem with the Series 63 study material that I purchased from you. The problem is that I should have purchased it sooner!!

Keith Kozubal, Englewood, CO

Thanks. I passed the Series 63 with an 80 with less than a week's worth of your prep. Good stuff.

Dan C