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Define issuer.
Define security.
Give two examples of a non-security investment.
What is a registration statement?
What is found on a registration statement?
What does incorporation by reference mean?
What is a special subscription form?
What are the three types of securities registration?
Define registration by qualification.
Define registration by coordination.
Define registration by filing.
Define notice filing.
What are the requirements for a registration by qualification?
What is a stop order?
What must be submitted by an issuer performing a registration by coordination?
How long must a registration statement be on file before it is valid?
Define a Section 402(a) registration exemption.
Define a Section 402(b) registration exemption.
What securities are exempt under Section 402(a)?
What t