Series 63: Exemptions To Issuer And Security Registration

Taken from our Series 63 Online Guide

Exemptions to Issuer and Security Registration

When it comes to exemptions to registration requirements for securities and issuers, the Uniform Securities Act (and in turn, the Series 63 exam) continues to be as much about the exemptions from the rules as the rules themselves. In this case, ev

+ Read More

More Series 63 Info

What are people saying?

Create an Account

Since you're reading about Series 63: Exemptions To Issuer And Security Registration, you might also be interested in:

Series 52 - 4.5.1. Issuer Name

Series 66 - 3.1.4.2 Diversification of Funds

Series 54 - Advice versus Recommendation

Series 66 - Corporate Tax Rates

Series 66 - 5.2.2.3.2 Savings Incentive Match Plan for Employees (SIMPLE) IRA Plans

Series 65 - Chapter 1 Practice Questions

Please Enable Javascript
to view this content!

Site Login

TESTIMONIALS

What are people saying?

The Solomon Exam Prep materials (book, audio tapes and exam simulator) prepared us well for both the Series 79 and 63. It was a very organized way to deal with the test taking tasks.

Jim Murphy, Belden Hill Partners, New York, NY

Nailed my Series 63!! Solomon, y'all rock! Passed this exam after failing twice with another vendor. So folks, use Solomon and PASS!

Sri Murali, Regions Investment Solutions, Baton Rouge, LA

I really would like to thank Solomon Exam Prep for helping me pass my Series 63 exam this past Friday! The website is easy to understand and I passed on the first time using their study guide!

Stephanie Oliver, MSRS, Minneapolis, MN

Hard to believe but I never learned any English and with the help of Solomon exam prep I was able to pass the 82 and 63.

I’m so thankful to God.

Shulem Kahana, Eastern Union Funding, New York, NY

Love Solomon, I tried other companies and the ones I used didn't prepare me. Solomon teaches you the concepts and the practice tests helped me pass my Series 65, 63, and the 6 on my first try. I've had no less than four of my friends use Solomon and they have all had similar success. Work hard with the correct study material and you will have success.

Gerald Barnes, Client One, Peoria, AZ

I passed the 63 and 65 the practice questions are much more difficult than the actual exam. I would recommend this program to anyone who needs to be challenged and wants to pass the first time out.

David Lewis, Northwestern Mutual, New York, NY